Patent · US Active

System and method for hybrid multilateral-bilateral financial position compression

US11823264B1 · kind B1 · utility

1Cited by
2References
20Claims
0Family size

Assignee

Inventors

Key dates

Filing dateJun 17, 2021
Grant dateNov 21, 2023
Priority date
Expiry dateJun 17, 2041

Classification

  • Technology area (CPC G)Physics
  • CPC primaryG06Q40/08
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

Systems and techniques are disclosed for reducing regulatory capital requirements for market participants with financial positions. Participant positions are received in a database for matching the participant positions. Additionally, participant assessed theoretical value by position, capital requirement reduction benefit for closing transactions and penalty for opening transactions by position, compression cost constraints, and zero or more custom constraints specifying acceptable risk profile in a portfolio of trades are received from each participant. A set of trades between a plurality of participants that delivers a capital requirement reduction to each of the plurality of participants, while simultaneously satisfying all participant specified cost and risk constraints is calculated. A time period to review and approve compression portfolios prior to consummating trades is provided. Trades including a multilateral compression portfolio on unanimous approval by each of the plurality of participants are automatically cleared and reported. Trade match data is calculated and disseminated.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.