Compliance monitoring method and apparatus
US7536340B2 · kind B2 · utility
77Cited by
47References
34Claims
0Family size
Assignee
Inventors
Key dates
| Filing date | Dec 18, 2003 |
| Grant date | May 19, 2009 |
| Priority date | — |
| Expiry date | Nov 18, 2026 |
Classification
- Technology area (CPC G)Physics
- CPC primaryG06Q40/06
- WIPO fieldIT methods for management
- WIPO sectorElectrical engineering
Abstract
A compliance monitoring system and method identifies an individual or entity to be monitored for account compliance and receives account information associated with the individual or entity. The compliance monitoring system and method obtains holdings in the account and determines whether the holdings in the account comply with a predetermined rule.
Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.