System and method for automating financial document compliance
US8073735B2 · kind B2 · utility
4Cited by
117References
67Claims
0Family size
Assignee
Inventor
Key dates
| Filing date | May 25, 2007 |
| Grant date | Dec 6, 2011 |
| Priority date | — |
| Expiry date | Sep 7, 2030 |
Classification
- Technology area (CPC G)Physics
- CPC primaryG06Q40/12
- WIPO fieldIT methods for management
- WIPO sectorElectrical engineering
Abstract
An automated system determines appropriate compliance information for documents pertaining to financial products or services. The compliance information can vary on each document depending on the particular financial product and/or financial service, and based on both company and jurisdictional requirements.
Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.