Patent · US Active

Systems and methods for evaluating the integrity of a model portfolio of a financial instrument

US8170935B2 · kind B2 · utility

1Cited by
35References
16Claims
0Family size

Assignee

Inventors

Key dates

Filing dateOct 21, 2008
Grant dateMay 1, 2012
Priority date
Expiry dateOct 21, 2028

Classification

  • Technology area (CPC G)Physics
  • CPC primaryG06Q40/00
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

System and methods for checking portfolios used to model the behavior of actively managed funds to facilitate intra-day trading of actively managed exchange traded funds (AMETFs) without revealing the fund assets. Exchange traded notes based on an underlying actively managed fund without revealing the fund assets. Computer means are used to perform a statistical comparison between a model portfolio and the AMETF, and a statistical comparison compares the periodic values, returns, or risk characteristics of the model portfolio and the financial instrument over some period of time, periodically sending or publishing the results of the statistical comparison. The model portfolio does not reveal the assets of the financial instrument.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.