Patent · US Active

Apparatuses, methods and systems for a periodic auction reset securities optimization engine

US8355973B2 · kind B2 · utility

9Cited by
3References
19Claims
0Family size

Assignee

Inventors

Key dates

Filing dateFeb 1, 2009
Grant dateJan 15, 2013
Priority date
Expiry dateAug 3, 2030

Classification

  • Technology area (CPC H)Electricity
  • CPC primaryH04L63/0263
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

Dynamic management of one or more portfolios of securities, in particular, portfolios of Periodic Auction Reset Securities (PARS) is disclosed. The dynamic management for the specification of rules for investor accounts by which optimization of this type of portfolio may occur and allows financial institutions or other wealth management entities to easily maintain and invest in PARS holdings for multiple accounts. For example, the dynamic management systems and methods can provide for the maintenance of a large number of separate accounts that contain PARS, centralize the maintenance of PARS positions, allow management of central PARS accounts in line with guidelines specified in one or more account profiles, allow sales traders to specify additional guidelines, and/or automate account analysis, trade generation and/or participation in the auction process.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.