Patent · US Active

Non-capitalization weighted indexing system, method and computer program product

US8374937B2 · kind B2 · utility

15Cited by
144References
97Claims
0Family size

Assignee

Inventors

Key dates

Filing dateNov 16, 2009
Grant dateFeb 12, 2013
Priority date
Expiry dateSep 25, 2030

Classification

  • Technology area (CPC G)Physics
  • CPC primaryG06Q30/02
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

An investment system based on indexes created from various metrics is disclosed. The indexes may be built by selecting from a universe of assets, a subset using selection and weighting metrics substantially independent of market capitalization weighting, price weighting, or equal weighting. These metrics may include, but are not limited to book value, sales, dividends, cash flow, employees, demographics, etc. A combination of financial non-market capitalization metrics may be used along with non-financial metrics to create passive investment systems. Once the index is built, it may be used as a basis to purchase securities for a portfolio. As the data underlying the indexes change because of, e.g., economic activity, the index may be updated and may be used as a basis to rebalance the portfolio. Valuation indifferent indexes of the present invention avoid overexposure to overvalued securities and underexposure to undervalued securities, as compared with conventional capitalization-weighted price-weighted indexes.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.