Patent · US Active

IOI-based block trading systems, methods, interfaces and software

US8386373B2 · kind B2 · utility

25Cited by
6References
2Claims
0Family size

Inventors

Key dates

Filing dateSep 23, 2011
Grant dateFeb 26, 2013
Priority date
Expiry dateSep 23, 2031

Classification

  • Technology area (CPC G)Physics
  • CPC primaryG06Q40/06
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

In the financial-services industry, there are online centers that help brokers to match sellers and buyers of stock based on indications of interest (IOIs). However, at least some of these centers are not only limited in the types of IOIs that they provide, but also in the ways how they allow IOI senders to control IOI usage. Accordingly, to facilitate trades, one exemplary system provides an IOI which is associated with an online negotiation capability. Some versions of this system provide mechanisms for users, such as broker-dealers, to define different IOI response privileges for recipients of their IOIs. To reduce the market risks of failed negotiations, some versions provide automated features for comparing confidential information from traders and initiating online negotiations for stock transactions contingent on favorable comparisons.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.