Patent · US Active

System and method for charging trading commissions for brokerage accounts based on principal of trades

US8498921B2 · kind B2 · utility

0Cited by
2References
19Claims
0Family size

Assignee

Inventors

Key dates

Filing dateJun 30, 2008
Grant dateJul 30, 2013
Priority date
Expiry dateMar 7, 2031

Classification

  • Technology area (CPC Y)Emerging Cross-Sectional Technologies
  • CPC primaryY04S10/50
  • WIPO fieldIT methods for management
  • WIPO sectorElectrical engineering

Abstract

Systems and methods for determining a brokerage commission owed by a client of a brokerage firm based on the principal volume (“PV”) of the client's eligible transactions over a time period. The system may comprise: (i) a database storing information about the client's transactions; and (ii) one or more processors in communication with the database. The processor(s) is programmed to determine the client's brokerage commission by: (i) calculating the cumulative PV of transactions made by the client through the brokerage firm over a time period; and (ii) calculating the commission for a billing time period based on the calculated cumulative PV. The applicable commission may be determined based on a tiered marginal commission rate schedule.

Source: USPTO / EPO open patent data. Objective bibliographic and citation counts.